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" No such corporation shall sell, or offer for sale, negotiate for the sale of, or take subscriptions for any security of its own issue until it shall have first applied for and secured from the commissioner of corporations a permit authorizing it so to... "
Amendments to the Constitution and Proposed Statutes : with Arguments ... - Σελίδα 39
1914
Πλήρης προβολή - Σχετικά με αυτό το βιβλίο

Bulletin, Τεύχος 75

1917 - 115 σελίδες
...company or a broker who shall, within this state, either as an employee or otherwise, for a compensation, sell, offer for sale, negotiate for the sale of, or take subscriptions for any security of any company of its own issue offered for sale by it. "Broker." 0. The word "broker" as...

Business Men's Laws of California

Walter Gould Lincoln - 1920 - 392 σελίδες
...except corporations subject to the Banking, public utility, insurance, or building and loan laws) shall sell, offer for sale, negotiate for the sale of, or take subscriptions for, any security of its own issue until it shall have first applied for and secured from the Commissioner of...

Manual of the Securities Laws of the United States: Containing the Complete ...

Leonard Laurence Cowan - 1923 - 1171 σελίδες
...Securities Before Permit — Any broker, duly authorized by the Commission to act as such, who may desire to sell, offer for sale, negotiate for the sale of, or take subscriptions for any class A security before making such application or securing such permit may do so upon compliance with...

The Civil Code of the State of California: In Four Divisions, Compiled from ...

California - 1923 - 562 σελίδες
...members. 1923. 653sc. No corporation now or hereafter incorporated under this title shall sell, or offer for sale, negotiate for the sale of, or take subscriptions for any security of its own issue until it shall have first applied for and secured from the commissioner of...

The Pacific Reporter, Τόμος 222

1924
...company or a broker who shall, within this state, either as an employee or otherwise, for a compensation, sell, offer for sale, negotiate for the sale of, or take subscriptions for any security of any company of its own issue offerefl for sale by it." Section 2, subd. 8, General Laws,...

Public Documents

Washington (State) - 1925
...different kinds of securities under one application. Section 3 of the act makes it unlawful for any company to sell, offer for sale, negotiate for the sale of, or take subscriptions for any security of its own issue until it has first secured a permit from the secretary of state authorizing...

Utility Corporations: Letters from the Chairman of the Federal ..., Τεύχος 69

United States. Federal Trade Commission - 1934
...other person who shall within this State, whether as an employee or otherwise, for a compensation, sell, offer for sale, negotiate for the sale of, or take subscriptions for any security (Code, sec. 4179). The secretary of state shall have power to demand from any investment company...

Reports of Cases Determined in the Courts of Appeal of the State ..., Τόμος 64

1924
...company or a broker who shall within this state, either as an employee or otherwise, for a compensation sell, offer for sale, negotiate for the sale of, or take subscriptions for any security of any company of its own issue offered for sale by it." (Sec. 2, subd. 8, Gen. Laws, p. 1448.)...

Hearings, Reports and Prints of the Senate Select Committee on Small Business

United States. Congress. Senate. Select Committee on Small Business - 1969
...for a delinquent assessment against the security made in accordance with the laws of this State, or offer for sale, negotiate for the sale of, or take subscriptions for any such security, until it has first applied for and secured from the commissioner a permit authorizing...

The Impact of Franchising on Small Business: Hearings, Ninety ..., Μέρη 1-2

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Urban and Rural Economic Development - 1970 - 882 σελίδες
...for a delinquent assessment against the security made in accordance with the lasvs of this State, or offer for sale, negotiate for the sale of, or take subscriptions for any such security, until it has first applied for and secured from the commissioner a permit authorizing...




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