 | California. Division of Mines and Geology - 1917 - 126 σελίδες
...company or a broker who shall, within this state, either as an employee or otherwise, for a compensation, sell, offer for sale, negotiate for the sale of, or take subscriptions for any security of any company of its own issue offered for sale by it. "Broker." 0. The word "broker" as... | |
 | California. Division of Mines and Geology, California. Division of Mines - 1912 - 212 σελίδες
...includes every corporation, association, copartnership, company and person who shall within this state sell, offer for sale, negotiate for the sale of or take subscriptions for any security of an investment company, either as an employee on a salary basis or for a commission, if... | |
 | 1914 - 120 σελίδες
...includes every corporation, association, co-partnership, company and person who shall, within this state, sell, offer for sale, negotiate for the sale of, or take subscriptions for any security of an investment company, as an employee on a salaried basis or for a commission, if acting... | |
 | California. Division of Mines - 1917 - 314 σελίδες
...provisions of Article II of Chapter II of Title I of Part IV of Division First of the Civil Code; or offer for sale, negotiate for the sale of, or take subscriptions for any security of its own issue until it shall have first applied for and secured from the commissioner a... | |
 | 1916 - 264 σελίδες
...The act specifically provides that before any corporation, other than those expressly exempted, shall sell, offer for sale, negotiate for the sale of, or take subscriptions for any stock, bond or other evidence of indebtedness, except promissory notes not issued to the public, it shall... | |
 | Walter Gould Lincoln - 1920 - 406 σελίδες
...except corporations subject to the Banking, public utility, insurance, or building and loan laws) shall sell, offer for sale, negotiate for the sale of, or take subscriptions for, any security of its own issue until it shall have first applied for and secured from the Commissioner of... | |
 | Wisconsin - 1921 - 44 σελίδες
...securities before permit. 4. Any broker, duly authorized by the commission to act as such, who may desire to sell, offer for sale, negotiate for the sale of, or take subscriptions for any class A security before making such application or securing such permit may do so upon compliance with... | |
 | Leonard Laurence Cowan - 1923 - 1196 σελίδες
...Securities Before Permit — Any broker, duly authorized by the Commission to act as such, who may desire to sell, offer for sale, negotiate for the sale of, or take subscriptions for any class A security before making such application or securing such permit may do so upon compliance with... | |
 | California - 1923 - 588 σελίδες
...members. 1923. 653sc. No corporation now or hereafter incorporated under this title shall sell, or offer for sale, negotiate for the sale of, or take subscriptions for any security of its own issue until it shall have first applied for and secured from the commissioner of... | |
 | 1924 - 1206 σελίδες
...company or a broker who shall, within this state, either as an employee or otherwise, for a compensation, sell, offer for sale, negotiate for the sale of, or take subscriptions for any security of any company of its own issue offerefl for sale by it." Section 2, subd. 8, General Laws,... | |
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No such corporation shall sell, or offer for sale, negotiate for the sale of, or take subscriptions for any security of its own issue until it shall have first applied for and secured from the commissioner of corporations a permit authorizing it so to... 
