 | United States. Supreme Court - 1980 - 790 σελίδες
...asserted that the pool agreement was not enforceable against it because of violations by American Mutual of the Securities Act of 1933, the Securities Exchange Act of 1934, the Illinois Securities Act, the Maryland Securities Law, and the state common law of fraud. With its answer... | |
 | United States - 1968 - 374 σελίδες
...provisions of the Securities Act of 1933, as amended, the Securities Exchange Act of 1934, as amended, the Trust Indenture Act of 1939, and the Investment Company Act of 1040. Be it enacted by the Senate and House of Representatives of the. United States of. America in... | |
 | United States. Congress. House. Committee on Labor - 1939 - 154 σελίδες
...conclusive." 38 Section 11 of the Clayton Antitrust Act contains an identical provision, as does section 9 of the Securities Act of 1933. The Securities Exchange Act of 1934, the Federal Power Act, the Natural Gas Act, the Bituminous Coal Act of 1937, and the Federal Alcohol Administration... | |
 | United States. Congress. Senate. Committee on Education and Labor - 1939 - 1016 σελίδες
...exceed the five specific practices forbidden by the National Labor Relations Act. A cursory survey of the Securities Act of 1933, the Securities Exchange Act of 1934, the Communications Act of 1934, and the Packers and Stockyards Act, yields the same result. The first statute... | |
 | United States. Congress. House. Temporary National Economic Committee - 1941 - 510 σελίδες
...committees,8 and on investment trusts and investment companies9 have had their effect. The enactment of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the revisions of bankruptcy and reorganization procedures,... | |
 | United States. U.S. Congress. Senate. Committee on Education and Labor - 1940 - 1826 σελίδες
...exceed the five specific practices forbidden by the National Labor Relations Act. A cursory survey of the Securities Act of 1933, the Securities Exchange Act of 1934, the Communications Act of 1934, and the Packers and Stockyards Act, yields the same result. The first statute... | |
 | United States. Congress. House. Temporary National Economic Committee - 1941 - 474 σελίδες
...and the Reports on Protective and Reorganization Committees 3'2 have had their effect. The enactment of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, and the revisions of the bankruptcy and reorganization... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 264 σελίδες
..."Analysis of HR 4344" is as follows:) ANALYSIS OF HR 4344 A bill (HB 4344) to amend certain provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, was introduced in the House... | |
 | 1967 - 740 σελίδες
...business of a broker or dealer, and (iii) which is founded, directly or indirectly, upon the provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, or any rule or regulation... | |
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Commission for the administration and enforcement of disclosure and related requirements of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939... 
